Autor/Autores: Editors: Maria Lucia L. M. Padua Lima, Paulo Clarindo Goldschmidt
ISBN v. impressa: 978989712676-5
ISBN v. digital: 978853629383-7
Encuadernación: Tapa blanda
Número de páginas: 196
Publicado el: 24/01/2020
Idioma: Inglês
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This book is the result of an extensive research conducted by professors of five academic institutions from Brazil, Russia, India, China and South Africa – the BRICS countries.
The purpose of this work is to analyze the anti-corruption legislation in each of these countries, showing the similarities and differences in combating corruption in terms of the domestic legal frames and the international guidelines.
Combating Corruption and Money Laundering in BRICS Countries: Legal Frameworks and Institutional Arrangements is organized by country, with an emphasis in comparing the legal framework of each jurisdiction with the OECD Convention on Combating Bribery.
At the end of each part the book shows a special analysis of the anti-money laundering regulation, prevention and enforcement followed by each one of the five BRICS countries.
It is an important contribution for lawyers, professors, researchers and law students to better understand how different jurisdictions have been dealing with anti-corruption and anti-money laundering in recent times.
EDITORS
MARIA LUCIA L. M. PADUA LIMA
Professor of Economics and Associate Dean of International Relations at FGV DIREITO SP, São Paulo, Brazil.
PAULO CLARINDO GOLDSCHMIDT
Senior Professor and Head of the Study Group on Anti-Corruption at FGV DIREITO SP.
AUTHORS:
Abhishek Bharti
Eduard Ivanov
Heloísa Estellita
Jacqueline Yeats
Maria Lucia L. M. Padua Lima
Mariana Tumbiolo Tosi
Paulo Clarindo Goldschmidt
Paulo Dóron Rehder de Araújo
Sufinnah Singlee
Tebello Thabane
Trishna Mohan Kripalani
Vesselin Popovski
Wanderley Fernandes
Zhiyuan Guo
INTRODUCTION, p. 15
Part 1 - BRAZIL, p. 19
A ANTI-CORRUPTION LEGAL FRAMEWORK IN BRAZIL, p. 21
1 INTRODUCTION, p. 21
2 BRAZILIAN ANTI-CORRUPTION LEGAL FRAMEWORK, p. 23
2.1 Anti-Corruption Law (Law No. 12.846/2013), p. 23
2.2 Law of State-Owned Enterprises (Law No. 13.303/2016), p. 26
2.3 Law of Public Bidding (Law No. 8.666/1993), p. 28
2.4 Law of Administrative Dishonesty (Law No. 8.429/1992), p. 28
2.5 Criminal Code, p. 29
2.6 Public Agent and Private Agent Relations, p. 29
2.7 Overlaps and Contradictions of Laws, p. 30
3 THE OECD ANTI-BRIBERY CONVENTION, p. 31
4 CONCLUSION, p. 36
5 REFERENCES, p. 36
B ANTI-MONEY LAUNDERING IN BRAZIL, p. 39
1 INTRODUCTION, p. 39
2 REGULATION OVERVIEW, p. 40
3 STATE BODIES DEDICATED TO FIGHT MONEY LAUNDERING, p. 42
4 PRIVATE AGENTS AND MONEY LAUNDERING PREVENTION, p. 43
5 LATEST DEVELOPMENTS IN AML ENFORCEMENT IN BRAZIL, p. 44
6 REFERENCES, p. 45
Part 2 - RUSSIA, p. 47
A ANTI-CORRUPTION LEGAL FRAMEWORK IN RUSSIA, p. 49
1 INTRODUCTION, p. 49
2 OVERVIEW OF RUSSIAN ANTI-CORRUPTION LEGISLATION, p. 51
2.1 Main Anti-Corruption Laws and Regulations, p. 51
2.2 Definition of Corruption, p. 51
2.3 Liability for Corruption Offenses, p. 52
2.4 General Anti-Corruption Measures, p. 54
2.5 Anti-Corruption Compliance, p. 56
3 IMPLEMENTATION OF THE OECD ANTI-BRIBERY CONVENTION IN THE RUSSIAN FEDERATION, p. 58
4 OECD CONVENTION COMPARED WITH BRICS INTERNAL LEGISLATION - RUSSIA, p. 60
5 CONCLUSION, p. 64
6 REFERENCES, p. 65
B ANTI-MONEY LAUNDERING IN RUSSIA, p. 67
1 DISTINCTIVE FEATURES OF MONEY LAUNDERING AND FINANCING OF TERRORISM IN THE RUSSIAN FEDERATION, p. 67
2 LEGAL REGULATION OF COUNTERING MONEY LAUNDERING AND FINANCING OF TERRORISM, p. 67
3 ROSFINMONITORING - THE RUSSIAN FINANCIAL INTELLIGENCE UNIT, p. 69
4 AML/CFT COMPLIANCE IN FINANCIAL INSTITUTIONS AND DESIGNATED NON-FINANCIAL BUSINESSES AND PROFESSIONS, p. 71
5 CONCLUSION, p. 74
6 REFERENCES, p. 74
Part 3 - INDIA, p. 75
A ANTI-CORRUPTION LEGAL FRAMEWORK IN INDIA, p. 77
1 INTRODUCTION, p. 77
1.1 Not to be Overlooked in the Indian Scenario: Major Risks Lie with the Small-Scale Industry, p. 79
1.2 New Enforcement Trends in India, p. 80
2 INDIAN ANTI-CORRUPTION LEGAL FRAMEWORK, p. 81
2.1 Prevention of Corruption Act, p. 81
2.2 Prohibition of Benami Transactions Act, p. 84
2.3 Whistleblowers Protection Act, p. 87
2.4 Prevention of Money Laundering Act, p. 88
3 INDIA’S ANTI-CORRUPTION FRAMEWORK IN LIGHT OF PREVALENT INTERNATIONAL STANDARDS, p. 92
4 OECD CONVENTION COMPARED WITH BRICS INTERNAL LEGISLATION - INDIA, p. 93
5 CONCLUSION, p. 94
6 REFERENCES, p. 95
B ANTI-MONEY LAUNDERING IN INDIA, p. 97
1 CONCEPT & FIGURES, p. 97
2 COMBATING MONEY LAUNDERING IN INDIA, p. 97
3 DEFINITION IN PMLA, p. 98
4 PUNISHMENT, p. 99
5 CONCLUSION - INTER-CONNECTED ACTIVITIES, p. 102
6 REFERENCES, p. 103
Part 4 - CHINA, p. 105
A ANTI-CORRUPTION LEGAL FRAMEWORK IN CHINA, p. 107
1 INTRODUCTION: A HISTORICAL REVIEW OF CHINA’S ANTI-CORRUPTION POLICIES FROM 1949 TO 1979, p. 107
2 FEATURES OF CHINA’S ANTI-CORRUPTION LAW, p. 110
3 LEGAL FRAMEWORK TO COMBAT CORRUPTION AND BUILD A CLEAN GOVERNMENT, p. 112
3.1 Intra-Party Rules and Regulations on Combating Corruption, p. 112
3.2 Laws and Regulations on Supervision over the Exercise of Power, p. 113
3.3 Laws and Regulations on Punishment of Corrupt Behavior, p. 113
3.4 Criminal Procedure Law, p. 114
3.5 Laws and Regulations to Prevent Corruption, p. 114
3.6 Chinese Anti-Corruption Laws and International Conventions, p. 115
3.7 Recent Institutional Adjustments and Procedural Reforms of Anti-Corruption Movements in China, p. 115
4 OECD CONVENTION COMPARED WITH BRICS INTERNAL LEGISLATION - CHINA, p. 117
5 CONCLUSION, p. 120
6 REFERENCES, p. 120
B ANTI-MONEY LAUNDERING IN CHINA, p. 121
1 INTRODUCTION, p. 121
2 LEGAL FRAMEWORK OF ANTI-MONEY LAUNDERING IN CHINA, p. 123
2.1 Criminal Law, p. 123
2.2 Anti-Money Laundering Law, p. 124
2.3 Administrative Regulations, p. 124
2.4 International Treaties, p. 125
3 STATE BODIES DEDICATED TO FIGHTING MONEY LAUNDERING, p. 125
4 SPECIAL DUTIES OF PRIVATE AGENTS AND MONEY LAUNDERING PREVENTION, p. 126
5 CONCLUSION, p. 127
Part 5 - SOUTH AFRICA, p. 129
A ANTI-CORRUPTION LEGAL FRAMEWORK IN SOUTH AFRICA, p. 131
1 INTRODUCTION, p. 131
2 DOMESTIC LEGISLATION OVERVIEW, p. 133
2.1 The Prevention and Combatting of Corrupt Activities Act (2004), p. 133
2.2 Anti-Corruption Agencies, p. 134
2.3 The Prevention of Organized Crime Act (1998), p. 136
2.4 The Protected Disclosures Act (2000), p. 137
2.5 The Financial Intelligence Centre Act (2001), p. 138
2.6 The Companies Act (2008), p. 141
2.7 The King IV Report on Corporate Governance (2016), p. 143
2.8 Johannesburg Stock Exchange Listing Requirements, p. 144
3 KEY CHALLENGES CONFRONTING ANTI-CORRUPTION AGENCIES, p. 145
4 COMPARATIVE ANALYSIS WITH OECD CONVENTION ON COMBATING BRIBERY OF FOREIGN PUBLIC OFFICIALS IN INTERNATIONAL BUSINESS TRANSACTIONS, p. 146
5 CONCLUSION, p. 155
6 REFERENCES, p. 155
B ANTI-MONEY LAUNDERING IN SOUTH AFRICA, p. 157
1 INTRODUCTION, p. 157
2 THE CONCEPT OF MONEY LAUNDERING IN SOUTH AFRICA, p. 157
2.1 The Definition of Money Laundering, p. 157
2.2 The Money Laundering Process, p. 158
2.3 Money Laundering Trends in South Africa, p. 159
2.4 Consequences of Money Laundering, p. 161
3 LEGAL AND REGULATORY FRAMEWORK, p. 162
3.1 Domestic Anti-Money Laundering Legislation, p. 162
3.2 Applicable International Anti-Money Laundering Instruments, p. 166
4 INSTITUTIONAL MECHANISMS TO COMBAT MONEY LAUNDERING, p. 168
4.1 Domestic Anti-Money Laundering Agencies, p. 168
5 THE ROLE OF COURTS AND TRIBUNALS IN COMBATING MONEY LAUNDERING, p. 169
6 INTERNATIONAL AGENCIES AND COOPERATION, p. 170
7 PRIVATE AGENTS AND MONEY LAUNDERING PREVENTION, p. 171
8 BRIEF COMMENTARY ON THE ANTI-MONEY LAUNDERING REGIME’S EFFICACY, p. 173
9 CONCLUSION, p. 174
10 REFERENCES, p. 174
FINAL REMARKS, p. 177
ARTICLE 1: THE OFFENCE OF BRIBERY OF FOREIGN PUBLIC OFFICIALS, p. 177
ARTICLE 2: RESPONSIBILITY OF LEGAL PERSONS, p. 178
ARTICLE 3: SANCTIONS, p. 178
ARTICLE 4: JURISDICTION, p. 179
ARTICLE 5: ENFORCEMENT, p. 180
ARTICLE 6: STATUTE OF LIMITATIONS, p. 180
ARTICLE 7: MONEY LAUNDERING, p. 180
ARTICLE 8: ACCOUNTING, p. 181
ARTICLE 9: MUTUAL LEGAL ASSISTANCE, p. 181
ARTICLE 10: EXTRADITION, p. 181
ARTICLE 11: RESPONSIBLE AUTHORITIES, p. 181
